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Business Continuity Plans
Source: www.finra.org
Topic: Business Plan
Sort Desciption: of its business continuity plan to. determine whether any. modications are necessary in ... Rule 3510: Business Continuity Plans ...
Content Inside: 185 NASD Notice to Members 02-23Request For Comment April 2002 NASD Notice to Members 02-23Request For Comment Executive Summary The NASD is seeking comment from NASD members, investors, and other interested parties on proposed rules that would require members to create and maintain business continuity plans. Following the events of September 11th, most member rms were able to resume their business operations relatively quickly. Building upon the lessons learned from September 11th, the NASD is considering steps that member rms can take to ensure that they are prepared for possible future business disruptions. Through an extensive fact gathering process, including a signicant survey ...
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